Article 3 Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents

This article is comprised of the following sections:
  • §13.1-504 Registration
  • §13.1-504.1 Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
  • §13.1-504.2 Broker-dealer services provided by credit unions; when registration not required
  • §13.1-505 Procedure for registration
  • §13.1-505.1 Post-registration provisions
  • §13.1-506 Revocation of registration