Article 5 Miscellaneous

This article is comprised of the following sections:
  • §13.1-514 Exemptions
  • §13.1-514.1 Exemption of certain securities by order of Commission
  • §13.1-514.2 Primacy of Virginia law to be maintained
  • §13.1-515 Advertising
  • §13.1-516 Misleading filings
  • §13.1-517 Consent to service of process
  • §13.1-518 Investigations; confidentiality of information and documents
  • §13.1-518.1 Broker-dealers and investment advisors to file certain reports with Commission
  • §13.1-519 Injunctions
  • §13.1-520 Crimes
  • §13.1-520.1 Commission may transmit record or complaint to locality where violation occurred
  • §13.1-521 Violations punishable by the Commission
  • §13.1-522 Civil liabilities
  • §13.1-523 Rules and forms
  • §13.1-523.1 Commission authority to regulate securities and investment advisory activities
  • §13.1-524 Certain records of Commission available to public; admissibility of copies; destruction
  • §13.1-525 Official interpretations
  • §13.1-525.1 Fees to cover expense of regulation
  • §13.1-526 Transition
  • §13.1-527 Short title
  • §13.1-527.01 Repealed