Article 3: Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents

This article is comprised of the following sections:

§13.1-504 Registration
§13.1-504.1 Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
§13.1-504.2 Broker-dealer services provided by credit unions; when registration not required
§13.1-505 Procedure for registration
§13.1-505.1 Post-registration provisions
§13.1-506 Revocation of registration
