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§ 13.1-507 Registration requirement; exemptions

It shall be unlawful for any person to offer or sell any security unless (i) the security is registered under this chapter, (ii) the security or transaction is exempted by this chapter, or (iii) the security is a federal covered security.

History

The record of this law’s original creation isn’t available online. It has been modified 3 times. Those modifications are cataloged by “The Acts of Assembly,” a state publication, by year and chapter. Those modifications that can be read on the General Assembly’s website will be linked accordingly. Those modifications are as follows: in 1956, chapter 428; in 1997, chapter 279; in 2003, chapter 595.

Code 1950, § 13-110; 1956, c. 428; 1997, c. 279; 2003, c. 595.

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Court Decisions

Tanner v. State Corp. Commission (SCV, 01/10/03)
. . . 574 S.E.2d 525 (2003) . . .

Maneval v. Davis (In Re Davis) (United States Bankruptcy Court, E.D. Virginia, 05/26/93)
. . . 155 B.R. 123 (1993) . . .

Shavin v. Commonwealth (COA, 11/09/93)
. . . 437 S.E.2d 411 (1993) . . .

Lintz v. Gulf Partners Ltd. (District Court, W.D. Virginia, 05/13/85)
. . . 613 F.Supp. 543 (1985) . . .

Tanner v. State Corp. Commission (SCV, 06/06/03)
. . . 580 S.E.2d 850 (2003) . . .

Village Lane Rentals, LLC v. Capital Financial Group (District Court, W.D. Virginia, 08/14/01)
. . . 159 F.Supp.2d 910 (2001) . . .

Pollok v. Commonwealth (SCV, 11/24/76)
. . . 217 Va. 411 (1976) . . .

Ascher v. Commonwealth (COA, 08/13/91)
. . . 408 S.E.2d 906 (1991) . . .

American General Insurance v. Equitable General Corp. (District Court, E.D. Virginia, 06/16/80)
. . . 493 F.Supp. 721 (1980) . . .

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